In an industry increasingly driven by holistic planning and advice, broker dealers have tremendous opportunities for growth. But with that growth comes increased regulatory scrutiny, compliance complexity and fiduciary responsibilities.

Your advisors count on you to work with the right partners to reduce barriers to growth.

We support your success with broad, flexible options for your business, your advisors, and your clients.

Your needs drive our offerings, so we  provide:

  1. Asset management solutions on your platform. These solutions offer diversified strategies and cover a broad range of asset classes. Our products enable your advisors to focus on delivering more meaningful advice, better meet their clients' objectives through robust strategies and spend more time growing their business. 
  2. Flexible business solutions. We partner with broker-dealers to provide a flexible, end-to-end business solution for their advisors. Powered by the SEI Wealth PlatformSM, we offer powerful programs for your advisors including marketing and practice management,  investment strategy and client relationship platforms while giving you the tools you need to gain insight into their business.

Whichever solution you choose, your advisors:

  • Can focus on client-facing activities like advice, service and client acquisition
  • Leverage a consistent, scalable client process to help reduce certain market risks 
  • Can deepen their relationships with clients by leveraging our goals-based investing philosophy and process

Let us help you create lasting success for your business, your advisors and your clients.

Legal Note

Information provided by SEI Investments Management Corporation (SIMC). Custody services provided by SEI Private Trust Company (SPTC), a federally chartered limited purpose savings association. SIMC and SPTC are wholly owned subsidiaries of SEI Investments Company. Investing involves risk including possible loss of principal.

Customized investment products for intermediaries

Our funds, models and experience, combined with your technology.

Our tech agnostic solution

Our fully integrated platform and suite of services

Comprehensive services, growth programs and tech solutions for home offices and their affiliated advisors, powered by the SEI Wealth Platform

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