Flexible investment solutions

Whether leveraging an SEI strategy or accessing a premier asset manager, every solution is built on a shared philosophy: driving outcomes and personalization, powered by institutional-grade technology.

SEI strategy families

• Personalizing conventional passive with direct indexing-style implementation
• Cost-effective strategic and dynamic ETF strategies for precise asset class exposure
• Institutional-quality strategies for the individual investor
• Mutual fund models for life goals

Strategies featuring premier asset managers

• The SEI Strategies featuring Capital Group®, offering diversified ETF portfolios allocated across regions, risk tolerances, and investment objectives
• Custom high-net-worth portfolios, managed by City National Rochdale, a personalized approach to portfolios for high net worth clients
• The SEI Strategies featuring Dimensional, providing portfolios grounded in goals and powered by financial science

Personalization

Additional services to further curate client portfolios:

• Tax-smart strategies, to help your clients keep more of what they make
• Sustainable investment strategies, connecting clients with their values
• Distribution-oriented investment strategies, designed to address the need for more predictable cash flows in retirement

Asset management services provided by SEI Investments Management Corporation (SIMC) a wholly owned subsidiary of SEI Investments Company (SEI).

There are risks involved with investing, including loss of principal. There is no assurance goals will be met nor that risk can be managed successfully. Diversification may not protect against market risk.

Environmental, social and governance (ESG) guidelines may cause a manager to make or avoid certain investment decisions when it may be disadvantageous to do so. This means that these investments may underperform other similar investments that do not consider ESG guidelines when making investment decisions. ESG and Sustainability are not uniformly defined across the industry.

In all cases, a Client may, at any time, impose reasonable restrictions on the management of a Client’s account. Such restrictions may include one or more “screens” offered by SIMC that restrict or permanently remove securities from the Client’s selected strategy on the basis of ESG or other criteria.

Neither SEI nor its subsidiaries provide tax advice. Please note that (i) any discussion of U.S. tax matters contained in this communication cannot be used by you for the purpose of avoiding tax penalties; (ii) this communication was written to support the promotion or marketing of the matters addressed herein; and (iii) you should seek advice based on your particular circumstances from an independent tax advisor.

For those portfolios of individually managed securities, SIMC makes recommendations as to which manager will manage each asset class. SIMC may recommend the termination or replacement of a money manager and the investor has the option to move the account assets to another custodian or to change the manager as recommended.

For those SEI Funds which employ the ‘manager of managers’ structure, SIMC has ultimate responsibility for the investment performance of the Funds due to its responsibility to oversee the sub-advisers and recommend their hiring, termination and replacement. 

SEI Systematic Core Strategies

In addition to the normal risks associated with investing, the Strategies are subject to tracking error risk or the risk that the performance of a portfolio designed to track an index may vary substantially from the performance of the benchmark index it tracks as a result of cash flows, portfolio expenses, imperfect correlation between the portfolio’s and benchmark’s investments and other factors. This risk is magnified when sampling a benchmark index as the strategy may not track the return of its benchmark index as well as it would have if the strategy purchased all of the securities in its benchmark index.

The SEI Strategies featuring Capital Group®

Information in the U.S. provided by SEI Investments Management Corporation (SIMC), a federally registered investment advisor and wholly owned subsidiary of SEI Investments Company (SEI), is the manager of the SEI Strategies with Capital Group (“the Strategies”). As such SIMC is solely responsible for the fund selection and portfolio construction of the Strategies. For those portfolios of individually managed securities, SIMC makes recommendations as to which manager will manage each asset class.

Neither your financial advisor, SEI, nor its subsidiaries is affiliated with Capital Group. All Capital Group trademarks are registered trademarks owned by the Capital Group Companies, Inc. or an affiliated company. All other company and product names mentioned are the trademarks or registered trademarks of their respective companies.

Investing involves risk, including the potential loss of principal. Diversification may not protect against market risk. There is no guarantee the objectives of the Strategies will be achieved.

Consider the Strategies Investment objectives, risks, charges, and expenses carefully before investing. The Strategies invest in funds to obtain the desired exposure to an asset class. A copy of the prospectus is available upon request. The prospectus includes information concerning each fund’s investment objectives, strategies and risks.

Model portfolios are provided to financial intermediaries who may or may not recommend them to clients. The portfolios consist of an allocation of funds for investors to consider and are not intended to be investment recommendations. The portfolios are asset allocations designed for individuals with different time horizons, investment objectives and risk profiles. Allocations may change and may not achieve investment objectives. If a cash allocation is not reflected in a model, the intermediary may choose to add one. Capital Group does not have investment discretion or authority over investment allocations in client accounts. Rebalancing approaches may differ depending on where the account is held. Investors should talk to their financial professional for information on other investment alternatives that may be available. In making investment decisions, investors should consider their other assets, income and investments.

Model portfolios are subject to the risks associated with the underlying funds in the model portfolio. Investors should carefully consider investment objectives, risks, fees and expenses of the funds in the model portfolio, which are contained in the fund prospectuses. Investing outside the United States involves risks, such as currency fluctuations, periods of illiquidity and price volatility. These risks may be heightened in connection with investments in developing countries. Smaller company stocks entail additional risks, and they can fluctuate in price more than larger company stocks. The return of principal for bond bonds and for funds with significant underlying bond holdings is not guaranteed. Fund shares are subject to the same interest rate, inflation and credit risks associated with the underlying bond holdings. Lower rated bonds are subject to greater fluctuations in value and risk of loss of income and principal than higher rated bonds. Investments in mortgage-related securities involve additional risks, such as prepayment risk. The use of derivatives involves a variety of risks, which may be different from, or greater than, the risks associated with investing in traditional securities, such as stocks and bonds. A nondiversified fund has the ability to invest a larger percentage of assets in the securities of a smaller number of issuers than a diversified fund. As a result, poor results by a single issuer could adversely affect fund results more than if the fund were invested in a larger number of issuers. See the applicable prospectus for details.

The SEI Strategies featuring Dimensional

SIMC is the manager to the SEI Strategies with Dimensional (the Strategies). As such, SIMC is solely responsible for the fund selection and portfolio construction of the Strategies. Please see SIMC's Form ADV Part 2A (or the appropriate wrap brochure) for a full disclosure of the fee schedule. - Dimensional and the Dimensional logo are registered trademarks of Dimensional Fund Advisors LP. Dimensional funds are offered by DFA Securities LLC, member FINRA. Neither SEI, nor its subsidiaries is affiliated with DFA Securities LLC, or Dimensional Fund Advisors LP. - There are risks involved with investing, including loss of principal. There is no assurance that the objectives of any strategy or fund will be achieved or will be successful. No investment strategy, including diversification, can protect against market risk or loss. The funds in the Strategies are subject to tracking error risk, or the risk that the strategy's performance may vary substantially from the performance of the index it tracks as a result of cash flows, expenses, imperfect correlation between the strategy and the index and other factors. Actively managed ETFs may be subject to increased transaction costs. Active trading may increase the amount of taxes you owe by generating short-term gains, which may be taxed at a higher rate. - Consider the Strategies' investment objectives, risks, charges and expenses carefully before investing. The prospectus for each underlying fund within the strategies includes information concerning each fund's investment objective, strategies and risks. A copy of each fund's prospectus is available upon request. The prospectus includes information concerning each fund's investment objective, strategies and risks.

City National Rochdale is not affiliated with SEI or its subsidiaries.

SEI ETF Strategies

Consider the SEI ETF Strategies’ investment objectives, risks, charges and expenses carefully before investing. The Strategies invest in exchanged-traded products (ETPs) to obtain the desired exposure to an asset class. A copy of each ETP’s prospectus is available upon request. The prospectus includes information concerning each fund’s investment objective, strategies and risks. The Strategies’ investment performance, because they are a portfolio of funds, depends on the investment performance of the underlying funds in which they invest. The funds in the portfolio are subject to tracking error risk, or the risk that the fund’s performance may vary substantially from the performance of the index it tracks as a result of cash flows, expenses, imperfect correlation between the fund and the index and other factors.

SIMC is the manager of the SEI ETF Strategies.

Distribution-Focused Strategies

Due to the ever changing nature of investments and retirement objectives, it is critical that an investor’s retirement investment plan is revisited at least once a year, and more frequently if possible.

There is no guarantee that the investment objective will be fulfilled. The principal balance of the portfolio may be depleted prior to a portfolio's target end-date and, therefore, distributions may end earlier than expected. This risk increases if the distribution amount chosen is a significant portion of the starting principal.

The projected time periods do not take into account the payment of fees to the advisor out of the portfolio or any other distribution from the account.