The SEC Registered Investment Company Modernization Webinar

June 21, 2017

How will the new regulations affect your business?

In this 40-minute webinar, our experts cover the new regulations and how they may affect your business. We provide an explanation of the data and deadline requirements from the SEC and briefly highlight our new solution, which is designed to simplify the process.

The webinar covers:

  • Investment company reporting modernization, including SEC Form N-PORT, SEC Form N-CEN, and amendments to Regulation S-X
  • Liquidity risk management
  • Swing pricing
  • Our solution

SEC Registered Investment Company Modernization