During this 40-minute webinar for our Advisors' Inner Circle series trust clients, our experts cover the new RIC Modernization regulations and how they may affect your business. We provide an explanation of the data and deadline requirements from the SEC and highlight our new solution, designed to simplify the process.

The webinar covers:

  • Investment company reporting modernization
    • SEC Form N-PORT
    • SEC Form N-CEN
    • Amendments to Regulation S-X
  • Liquidity risk management
  • Swing pricing   
  • Our solution
  • Questions and answers

SEC Registered Investment Company Modernization