Video: Vital Compliance Concerns Facing Today's Investment Managers

April 8, 2015

A panel of experts discuss how to use the growing compliance demands as a business differentiator

A panel of experts from SEI, BasisCode and EisnerAmper discuss best practices, technology and data management, expertise and controls, and how to use the growing compliance demands as a business differentiator.

Our panel shares their experiences, practical guidance and specific insights to answer some of the pressing concerns managers have as they reconcile their compliance programs against their business needs and demands of the market.

Discussion topics include:

  • Promoting a culture of compliance
  • Staying ahead of the curve
  • Understanding recent enforcement actions
  • Balancing expertise and technology with costs

Watch this 50-minute webinar to learn more:

Compliance Concerns for Today's Investment Manager

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