With increasing regulatory burdens and escalating fines, compliance is a key priority. The SEI Wealth Platform combines people, process and technology to guide, inform and support wealth managers and private banks through the challenges of regulatory reporting. We actively support our clients in meeting their compliance requirements whilst minimising the cost of regulatory reporting.

Our regulatory support services provide you with:

The potential for substantial resource, development and time savings: Regulatory reporting requirements can often require substantial internal resources and development, or engagement with multiple external vendors. By accessing Platform reporting, you can minimise significant ongoing and future costs.

Efficient implementation of regulatory changes:  Because we operate from a single code base, we are able to implement changes quickly and efficiently across all clients at potentially a much lower cost than other providers. 

A community: As a Platform client, you become part of a community facing the same regulatory challenges. You will have opportunities to share experiences and swap ideas, access industry experts, and engage with regulators with a combined voice.

Case Study: MiFID II Transaction Reporting

Client partnerships, regulator relationships and internal experts helped deliver a successful collaborative project

Case study

Case Study: MiFID II costs and charges

Collaboration with firms, regulators and industry bodies ensured transparency and efficiency gains for new MiFID II costs and charges regulations

Case study

Need some help?

Are you a wealth management firm looking for more information about how the Platform can assist you in your regulatory reporting requirements? Our regulatory support services team has experts here to help you.

Contact our regulatory team to find out how we can help your firm meet your MiFID reporting needs.

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The views and opinions in this article are of SEI only and are not in any way at all attributed to the regulator. These views and opinions are subject to change. They should not be construed as investment advice.