Applying a bottom-up approach to regulatory compliance will help firms achieve consistency in reporting

18 April 2018

Hedgeweek's second article in a two-part series on a top-down, bottom-up approach

In the first part of our Hedgeweek series on regulatory compliance, we looked at the top-down approach.  In this companion article, Phil Masterson and Kevin Byrne delve into the bottom-up approach -- regulatory data management. 

Regulatory and operational expertise, in addition to flexible, scalable technology, is the trick to making a bottom-up solution as efficient and operationally effective as possible.

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Phil and Kevin review some of the key aspects of this approach including:

  • The data process
  • In house vs. outsourcing
  • Staying up to date

To learn more, read the full Hedgeweek article:

Applying a Bottom-up Approach (PDF)

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