When it comes to regulatory change from authorities such as the Financial Conduct Authority (FCA) and the European Securities and Markets Authority (ESMA), it helps to have a consultative partner.

We work with clients to ensure they meet their regulatory requirements while adapting our systems and processes in a way that works for both their business and their clients.

Our MiFID II briefing series

As we enter the final countdown to MiFID II, you'll no doubt will be deluged with information from the press and the regulator and it may be hard to focus on what truly matters for your business. 

To help you navigate the information in as short a time as possible, we are publishing regular briefings to assist you as you get ready for the January 2018 deadline.  Each briefing considers:

  • A key topic in detail
  • Pressing issues our clients are raising
  • Alerts on any significant updates and press releases from the UK and EU regulators

Our latest briefings:

MiFID II: Understanding your relationships

MiFID II: Multi-fills, Product Governance Reporting, Client Relationship Ownership

MiFID II: An Audience with Stephen Hanks

MiFID II: Online Periodic Statements: Is Email Enough?